Module #1 Introduction to Regulatory Risk Management Overview of regulatory risk management, importance, and key concepts
Module #2 Regulatory Frameworks and Bodies Overview of key regulatory frameworks and bodies in finance (e.g. Basel, Dodd-Frank, FCA, SEC)
Module #3 Risk Management Fundamentals Introduction to risk management principles, risk types, and risk assessment
Module #4 Regulatory Risk Types and Categories Detailed discussion of regulatory risk types, including compliance, reputational, and operational risk
Module #5 Regulatory Risk Assessment and Identification Methods and tools for identifying and assessing regulatory risk
Module #6 Regulatory Risk Measurement and Quantification Approaches to measuring and quantifying regulatory risk
Module #7 Regulatory Capital Requirements Overview of regulatory capital requirements, including Basel III and IV
Module #8 Liquidity Risk Management Regulatory requirements and best practices for liquidity risk management
Module #9 Operational Risk Management Regulatory requirements and best practices for operational risk management
Module #10 Compliance Risk Management Regulatory requirements and best practices for compliance risk management
Module #11 Reputational Risk Management Regulatory requirements and best practices for reputational risk management
Module #12 Regulatory Reporting and Disclosure Overview of regulatory reporting and disclosure requirements
Module #13 Regulatory Examinations and Audits Preparing for and responding to regulatory examinations and audits
Module #14 Regulatory Enforcement Actions and Sanctions Responding to regulatory enforcement actions and sanctions
Module #15 Regulatory Risk Governance and Culture Establishing a culture of regulatory risk management and governance
Module #16 Regulatory Risk Management Tools and Systems Overview of tools and systems used in regulatory risk management
Module #17 Regulatory Risk Management in Financial Institutions Case studies and best practices in regulatory risk management in financial institutions
Module #18 Emerging Trends and Challenges in Regulatory Risk Management Discussion of emerging trends and challenges in regulatory risk management
Module #19 Regulatory Risk Management in Non-Financial Institutions Case studies and best practices in regulatory risk management in non-financial institutions
Module #20 International Regulatory Risk Management Comparison of regulatory risk management approaches across different regions and countries
Module #21 Regulatory Risk Management and Technology The role of technology in regulatory risk management, including regtech and fintech
Module #22 Regulatory Risk Management and Data Analytics The role of data analytics in regulatory risk management
Module #23 Regulatory Risk Management and Stress Testing The role of stress testing in regulatory risk management
Module #24 Regulatory Risk Management and Scenario Analysis The role of scenario analysis in regulatory risk management
Module #25 Course Wrap-Up & Conclusion Planning next steps in Regulatory Risk Management in Finance career
